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amendment form Suggestion for amendment of Article 1 By: Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Lord Maclennan and Mr István Szent-Iványi. Status : Members and alternate members.
Article 1: Establishment of the Union 1.1 The peoples and states of Europe, determined to build their future together, establish the European Union. Under the provisions of this Constitution they will coordinate their policies and organise common competences on a federal basis. 1.2 Delete 1.3 The Union shall be open to all European states whose peoples share the same values, respect them and are committed to promoting them.
Explanation : 1.1 The original is well meaning but not well crafted. The reflection of will to build a common future is a bit weak. The amendment says it is a determination to build a future "together". Structurally speaking, there are two separate thoughts in the clause: first, the establishment of the Union; second the provisions of the Constitution. It needs two sentences. In the second sentence we have kept together the same collective of peoples and states. People as well as states will be involved in the democratic processes. It would be a pity to drop them out of the picture so early. 'States' should be lower case, as are the peoples, here and elsewhere (eg. 1.3). 1.2 That the Union respects national identities is nothing to do with the establishment of the Union. It is a value judgement, and therefore should appear in Article 2.
amendment form Suggestion for amendment of Article 2 By: Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger and Mr István Szent-Iványi.
Status : Members and alternate member
Article 2: The Union's values 2.1 The Union is founded on shared values of liberty, human dignity, democracy, the rule of law and respect for fundamental rights. Its aim is a society at peace, enriched by its cultural diversity, practising and promoting tolerance, justice and solidarity. 2.2 The Union shall respect its national and regional identities.
Explanation : 2.1 The formulation of 'shared' rather than 'common' values is to indicate a positive commitment to the unity of Europe. 'Common' is a more passive concept. Liberty takes priority in a list of values. If we have 'human dignity' already we need the wider notion of 'fundamental' rights, which is also consistent with the Charter. A reference to the value of European culture is surely desirable at this point, as is the idea of promoting by example what it is we as Europeans practise. 2.2 This clause is taken over from Article 1. 2. The qualification of national identities being 'of its Member States' is dropped in the interests of pluralism and historical accuracy. There are many national identities within the states of Europe. Likewise we include regional identities. The Constitution must cater for the emergence of a post-national democratic identity with flourishing regions and localities. amendment form Suggestion for amendment of Article 3 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius, Lord Maclennan and Mr István Szent-Iványi.
Status : Members and alternate members.
Article 3: The Union's objectives 3.1 Delete 3.2 In furthering the well-being of its peoples, the Union shall work for a Europe of sustainable development based on balanced economic growth, social justice and a high quality environment. It shall establish a single market and economic and monetary union with the aim of full employment and high levels of competitiveness and living standards. It shall promote economic and social cohesion, equality between women and men, and environmental and social protection. It shall contribute to the flowering of culture, the education of society and scientific and technological advance. It shall promote non-discrimination on the grounds of religion or belief, disability, age or sexual orientation. It shall encourage solidarity between generations and equal opportunities for all. 3.3 The Union shall foster the area of freedom, security and justice. It shall combat racism and xenophobia. 3.4 In promoting Europe's independence and interests, the Union shall seek to advance its values in the world. It shall contribute to peace, the sustainable development of the earth, solidarity and mutual respect among peoples, eradication of poverty and disease and protection of human rights, strict observance of internationally accepted legal commitments and the development of international law. 3.5 These objectives shall be pursued by appropriate means, in accordance with the practice of openness and good governance, depending on the extent to which the relevant competences are attributed to the Union by this Constitution.
Explanation: 3.1 It is repetitive to refer again to peace and values here as they have just been promoted as aims in different formulations in the previous articles. 3.2 The 'well-being of its peoples' is taken over from Article 3.1. It is vital that we get the formulation of the concept of sustainable development right here, thereby making a significant improvement on Article 2 TEC. All three aspects - economic, social and ecological - have to feature in this core statement of the Union's objectives. Here and elsewhere, by splitting sentences, let us try to eliminate the strings of subordinate clauses that have lengthened during the incremental development of the current Treaties. We do not really understand the concept of 'free single market'. The single market is neither without cost nor regulation. Surely we can refer to our cultural and educational objectives here? Space exploration is only one (important) category of R & D, and policy in this sector should be relegated to Part Two. We include here as an objective of the Union the fight against discrimination on four of the grounds included in the present Article 13 TEC. This sharpens the reflection of contemporary European norms in the Constitution and recognises the importance attached to non-discriminatory practice at the EU level. These objectives are further explicated in the Charter. The reference to solidarity between states in this societal context is bizarre, and misplaced. 3.3 The Union does not 'constitute' currently an area of freedom, security and justice. It must, therefore, foster its development as one of its central objectives. We also add two more grounds for the fight against discrimination, drawn from Article 13 TEC, as being central to the development of the area of freedom, security and justice.
3.4 It is not self-evident that the Constitution should be defensive about Europe's independence or interests. The adjective 'wider' rather implies that the Union will only export its values and not promote them at home. Peace deserves promotion here from the bottom of the pile. And the reference to 'between states' needs to go if contemporary realities are to be reflected in the Constitution. Disease is a scourge on a par with poverty. The specific mention of children's rights is insufficient here. The EU seeks to advance human rights and fundamental freedoms for all. Observance of international obligations is one thing but the development of international law, for example in the International Criminal Court is another. If Europe is not proactive almost nobody else will be. 3.5 The inclusion of reference to good governance and openness is necessary early on in the Constitution in order to flag up the Union's commitment to best practice in the conduct of its democratic life. These qualities are not fundamental values on a par with those specified in Article 2, but they are a central feature of the wider objectives of the Union. amendment form Suggestion for amendment of Article 5 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius, Mrs Teresa Almeida Garrett, Lord Maclennan and Mr István Szent-Iványi. Status : Members and alternate members.
Article 5: Fundamental rights 5.1 The Charter of Fundamental Rights, as set out in Chapter Two, shall be an integral part of the Constitution. 5.2 The Union may accede to the European Convention for the Protection of Human Rights and Fundamental Freedoms and other international human rights conventions. Accession to them shall not affect the Union's competences as defined by this Constitution. 5.3 Fundamental rights, as guaranteed by the European Convention for the Protection of Human Rights and Fundamental Freedoms, and as they result from the constitutional traditions common to the Member States, shall constitute general principles of the Union's law.
Explanation: 5.1 Of the options available for the installation of the Charter in the Constitution, its publication as a second chapter of Part One would seem to offer the greatest visibility and comprehension. Its annexation as a Protocol would be equivalent in legal terms, but it would in that case be necessary to spell out (and therefore repeat without divergence) some of the Charter's key points in this Title II. The Chapter Two solution proposed here would allow the Convention to shorten radically Article 7 on citizenship. 5.2 Although the ECHR is the principal human rights convention, and in the light of the jurisprudence of the European Court of Justice may need a specific mention in the Constitution, it is not the only one. amendment form Suggestion for amendment of Article 7 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius and Mr István Szent-Iványi.
Status : Members and alternate members.
Article 7: Citizenship of the Union 7.1 Every national of a Member State shall also be a citizen of the Union. All citizens of the Union shall be equal before the law. 7.2 Citizens of the Union shall enjoy the rights as set out in the Charter and be subject to the duties provided for in this Constitution. These rights shall be exercised in accordance with the conditions and limits defined by this Constitution and by the measures adopted to give it effect. 7.3 Delete
Explanation: 7.1 The second sentence of the Praesidium's draft is almost apologetic in tone. The idea that EU citizenship is a supplement to and not a substitute for national citizenship, if needed, can better be rendered by the addition of the word 'also' in the first sentence. In the last sentence, the reference to 'women and men' is incongruous. What other kind of citizen could there reasonably be? 7.2 The detailed provisions of citizenship are laid down in the Charter and are not necessary to be repeated here on condition that the Charter is incorporated prominently in Part One. It is sensible, in that case, to add an explicit reference to the Charter as being the place where citizens can find their rights. 7.3 is elided with the revised 7.2 in the interests of comprehension. amendment form Suggestion for amendment of Article 8 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius, Lord Maclennan and Mr István Szent-Iványi.
Status : Members and alternate members.
Article 8: Fundamental principles 8.1 The exercise of Union competences are governed by the principles of conferral, subsidiarity, proportionality and loyalty. 8.2 In accordance with the principle of conferral, the Union shall act within the limits of the competences conferred upon it by the Constitution to attain the objectives the Constitution sets out. Competences not conferred upon the Union under the provisions of this Constitution remain with the Member States. 8.3 In accordance with the principle of subsidiarity, in areas which do not fall within its exclusive competence, the Union shall act only if and insofar as the objectives of the intended action cannot be sufficiently achieved by the Member States, including where appropriate their regional and local authorities, but can rather, by reason of the scale or effects of the proposed action, be better achieved at Union level. 8.4 In accordance with the principle of proportionality, the scope and form of Union action shall not exceed what is necessary to achieve the objectives of the Constitution. 8.5 In accordance with the principle of loyal cooperation, the Union and the Member States shall, in full mutual respect, assist each other to carry out tasks which flow from the Constitution.
Explanation: 8.1 We should try to avoid excessively legalistic terminology. The Praesidium's choice of 'limits and use' seems clumsy, and 'loyalty' is better than 'loyal cooperation'. 'Attribution' may indeed be better than 'conferral'. 8.2 The proposed amendment more accurately reflects the status and function of the Constitution. 8.3 The inclusion of regional and local authorities recognises the importance of sub-state levels of government while not exonerating the Member States from their obligations under the Constitution. amendment form Suggestion for amendment of Article 9 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius, Lord Maclennan and Mr István Szent-Iványi.
Status: Members and alternate members.
Article 9: Application of fundamental principles 9.1 The Constitution, and law adopted by the Union institutions in exercising competences conferred on it by the Constitution, shall have primacy over the law of the Member States. 9.2 The Union shall apply the principle of subsidiarity as laid down in the Protocol on the application of the principles of subsidiarity and proportionality annexed to the Constitution. The procedure set out in the Protocol shall enable national parliaments to ensure compliance with the principle of subsidiarity. 9.3 In exercising the Union's competences, the institutions shall apply the principle of proportionality as laid down in the same Protocol. 9.4 Member States shall take all appropriate measures, general or particular, to ensure fulfilment of the obligations flowing from the Constitution or resulting from actions taken by the Union institutions. 9.5 In accordance with the principle of loyal cooperation, Member States shall facilitate the achievement of the Union's tasks and refrain from any measure which could jeopardise the attainment of the objectives set out in the Constitution. 9.6 The Union shall respect the political and constitutional structures of the Member States, including the organisation of public administration at national, regional and local level.
Explanation:
9.2 This amendment seeks to extend the application of the principle of subsidiarity to the exclusive competences of the Union. It has always been anomalous that subsidiarity should not inform the decisions of the Union in the areas where it enjoys the greatest concentration of power. The derogation, introduced by the Maastricht Treaty, seems out of sympathy with a Union that is seeking to be more consultative, to give greater recognition to the role of regional and local authorities and to decentralise the management of some of its common policies. In Article 11 we will try to widen the definition of exclusivity to include the application of the four freedoms to internal market matters. The integration of the Charter also serves to redefine the concept of subsidiarity to embrace the relationship between the individual and the Union authority. The use of the term Union's 'Institutions' should be minimised. The institutions act for and on behalf of the Union. (In any case here and elsewhere they deserve only lower case.) 9.5 We drop the sentence: "The Union shall act loyally towards the Member States". The Constitution should not legitimise the notion that there is or can be a separation of interests between that of the Union on the one hand and its collective Member States on the other. In the emerging federal constitutional order of states there is a unified purpose and identity and a single institutional system. 9.6 The Praesidium's formulation is repetitive (see their Article 1.2 and our 2.2) in its respect for the national identities of the states. It also makes a presumption about the concept of nation state sovereignty which is not universally shared today. Our amendment is shorter, clearer, simpler and more accurate. amendment form Suggestion for amendment of Article 10 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius, Lord Maclennan and Mr István Szent-Iványi.
Status: Members and alternate members.
Article 10: Categories of competence 10.1 When the Constitution confers on the Union exclusive competence in a specific area, only the Union may legislate and adopt legally binding acts, the Member States being able to do so themselves only if so empowered by the Union. 10.2 When the Constitution confers on the Union a competence shared with the Member States in a specific area, the Union and the Member States shall have the power to legislate and adopt legally binding acts in this area and to coordinate policy. The Member States shall exercise their competence only if and to the extent that the Union has not exercised its. 10.3 Delete. 10.4 Delete. 10.5 In certain areas and in the conditions laid down in the Constitution, the Union shall have competence to carry out actions to coordinate, supplement or support the actions of the Member States, without thereby superseding their competence in these areas. 10.6 The Union shall exercise its competences to implement the policies defined in Part Two of the Constitution in accordance with the provisions specific to each area which are there set out.
Explanation: 10.2 The draft needs to say explicitly that the EU has the power in the area of shared competence to coordinate the policies of the Member States. That being so, we can neatly delete 10.3 (coordination of economic policy) and 10.4 (coordination of foreign, security and defence policy). amendment form Suggestion for amendment of Article 11 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius and Mr István Szent-Iványi.
Status : Members and alternate member.
Article 11: Exclusive competences 11.1. In accordance with Article 10.1, the Union shall have exclusive competence to ensure the free movement of persons, goods, services and capital, and establish competition rules, in the following areas: customs union, - internal market, with the exception of fiscal policy, common commercial policy, monetary policy for the Member States who have adopted the euro. 11.2 The Union shall have exclusive competence for the conclusion of an international agreement when its conclusion is provided for in a legislative act of the Union, is necessary to enable the Union to exercise its competence internally, or affects an internal Union act.
Explanation: 11.1 It would be useful to refer to the description of this category in Article 10.1. Confusingly, the Praesidium's draft has the four principles behind the foundation and operation of the internal market in the 'exclusive' category but again refers to the internal market as a shared competence in Article 12.4 in which case, under the provisions of Article 10.2, Member States may act only if the Union has not done so. If we elevate the internal market to the exclusive category, as we propose here, Member States may act only if empowered to do so by the Union. In the field of the internal market the scope of integration and the scale of activity is already very extensive in the existing Union. There is certainly no question of going back on the acquis communautaire. But the recategorisation of the internal market as an exclusive competence would strengthen the Union's role in making a reality of the four freedoms in the enlarged, and possibly more centrifugal Union. The exclusion of fiscal policy is a safeguard for the Member States in a sensitive area involving national sovereignty. The question of tax harmonisation should therefore be specified as the exception to the rule and remain a shared competence (see Article 12.4). Moreover, the proposed extension of the application of the principle of subsidiarity into the exclusive category (see Article 9.2) provides an extra assurance. The reader of the Constitution must be able to see quickly that the Union's principal competence lies in the economic field. Given that the Convention has decided to install this catalogue of exclusive competences, let us not define it either rigidly or absurdly. For that reason he or she would be confused by the reference to the conservation of marine resources, a lesser issue which is part and parcel of the common fisheries policy (shared competence). An alternative approach would be to elevate the whole Common Fisheries Policy - and, by inference, the Common Agricultural Policy - to the exclusive category. Why not?
amendment form Suggestion for amendment of Article 12 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius and Mr István Szent-Iványi.
Status: Members and alternate member.
Article 12: Shared competences 12.1 In accordance with Article 10.2, the Union shall share competence with the Member States in the following principal areas: 12.2 Delete. 12.3 Delete. 12.4 (8 words deleted)
12.5 Delete 12.6 Delete
Explanation: 12.1 The explanation of this category has already appeared in Article 10.2, allowing us to re-draft this Article in a clearer and shorter version. 12.2 This has already been covered in Article 10.6. It is confusing and unnecessary to repeat it here with slightly different wording. 12.3 This has already been covered in Article 10.2. It is confusing and unnecessary to repeat it here with slightly different wording. 12.4 To accord with Article 11.1 the fiscal aspects of the internal market feature here. If the internal market can be assumed to be an exclusive competence, as we have suggested, the Common Agricultural Policy and Common Fisheries Policy, being intrinsic parts of the single market regime, should be dropped from this list. Employment policy is added to social policy as a shared competence. The existing formulations of the Treaty of Amsterdam on employment policy are possibly the worst examples of treaty drafting we have yet seen in the history of the Union. Many members, from all quarters, of the Convention have expressed themselves in favour of more "delivery on jobs". The citizen expects more action from the Union in this field. The Praesidium has given both research and technological development and development cooperation and humanitarian aid their own special category of shared competence (Articles 12.5 and 12.6) on the grounds that Member States may not be prevented from exercising their own competence in parallel to that of the Union. In other words, there is the concept of active partnership between the EU and national levels in these sectors. The way that the Constitution treats all shared competences should be standardised. We propose the deletion of Articles 12.5 and 12.6, and the inclusion of these two policy fields alongside the other shared competences in Article 12.4. The Union already has ample experience of implementing current policies in these two areas, and of achieving the necessary degree of cooperation in practice. Moreover, the concept of parallel action is also present in all the other fields specified in Article 12.4 and it is not clear why the old formulations of the existing Treaty of Rome should now be maintained. 'Shared competences' are by definition to be shared. If special forms of partnership are really required in R & D and development cooperation, these can be laid down in Part Two.
amendment form Suggestion for amendment of Article 13 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Paul Helminger, Mr Algirdas Gricius and Mr István Szent-Iványi.
Status : Members and alternate members.
Article 13: The coordination of economic policies 13.1 The Union shall coordinate the economic policies of the Member States, in particular by establishing broad guidelines for these policies. 13.2 The Member States shall conduct their economic policies, taking account of the common interest, so as to contribute to the achievement of the objectives of the Union. 13.3 The Member States shall coordinate their national employment policies within the Union. 13.4 Specific provisions shall apply to those Member States which have not adopted the euro.
Explanation: 13.3 Following the logic of shifting employment policy from areas restricted to 'supporting action' to the more fulsome 'shared competence' (see Article 12.4), it would be wise to shift Article 15.3 of the Praesidium's draft into this article which concerns general economic policy of which employment policy will be an integral part. 13.4 All Member States sign up to the objectives and disciplines of Economic and Monetary Union, including membership of the euro, when they join the Union. The presumption of the Constitution should be that all Member States will in the end fulfil these obligations. If specific provisions are needed they should apply to those countries who have yet to reach their goal. The general regime should be designed for those who are fully integrated. As it stands, the Praesidiums draft is ambiguous, implying something more than the Stability and Growth Pact but less than the formal procedures for closer cooperation (Article 11 TEC). Such ambiguity in a constitution does not help to reconcile possible political differences between eurozone and non-eurozone members. amendment form Suggestion for amendment of Article 14 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Algirdas Gricius and Mr István Szent-Iványi.
Status : Members and alternate members.
Article 14: The common foreign, security and defence policy 14.1 Member States shall support the Union's common foreign and security policy in a spirit of loyalty and mutual solidarity. They shall refrain from action contrary to the Union's interests or likely to undermine its effectiveness. 14.2 Without prejudice to the North Atlantic Treaty or to the specific character of the defence policy of certain Member States, the Union is committed to its collective security and, accordingly, shall frame progressively a common defence policy.
Explanation: 14.1 The Praesidiums commitment to active and unreserved support of common foreign and security policy is no doubt well-intentioned but is hardly attuned to reality. There must be scope in Part Two for constructive abstention from joint actions and for the formation of core groups of Member States both capable and willing to act in the vanguard. Likewise, there must be scope for certain governments to harbour reservations for national political or historic reasons about a position struck by a majority in the Council. The development of CFSP has to be consensual, respecting minority views. The constitution should not impair its development by seeking to impose a uniformity at variance with the reality. 14.2 To be consistent with the present Treaty on European Union, specific mention must be made here of defence policy. The EU Rapid Reaction Force and any future EU military combinations must have a legal basis in the Constitution. Within the context of a commitment to the collective security of the Union as a whole, obligations to NATO by some Member States and to neutrality by others should be referred to explicitly. amendment form Suggestion for amendment of Article 15 By Mr Andrew Duff, Mr Dimitrij Rupel, Mr Lamberto Dini, Mr Algirdas Gricius, Mrs Teresa Almeida Garrett, Lord Maclennan and Mr István Szent-Iványi.
Status : Members and alternate members.
Article 15: Complementary competences
15.1 In accordance with Article 10.5, the Union has complementary competence to coordinate and support the actions of Member States. 15.2 The principal areas for such action are: industry
- cross-border cooperation education, vocational training and youth culture sport protection against disasters. 15.4 Legally binding acts adopted by the Union on the basis of the provisions specific to these areas in Part Two cannot entail harmonisation of Member States' laws or regulations.
Explanation: 15 This category of competences is not simply that of 'supporting action', and the title and the first sentence of 15.1 should be changed to reflect that. 15.1 The reference to Part Two has already been covered in Article 10.6. It is confusing and unnecessary to repeat it here with slightly different wording. 15.2 In line with our more permissive approach to the delimitation of competences, and our opposition to rigid lists, it would be prudent to qualify this category with the provision that these are only the principal areas of supporting action. A reference to the tourism sector may be appropriately added here. It is a vital component of the economy and an important factor in European integration. Effective cooperation between authorities in order to assist the development of border regions is frequently hampered by administrative or cultural obstacles. A specific provision in the Constitution to substantiate EU supporting action in this field is appropriate. 15.3 We have suggested (Article 12.4) that employment policy becomes a shared competence. amendment form Suggestion for amendment of Article 16 By Mr Andrew Duff, Mr Lamberto Dini, Mr Algirdas Gricius, Lord Maclennan and Mr István Szent-Iványi. Status : Members and alternate members.
Article 16: Enabling clause 16.1 If action by the Union should prove necessary within the framework of the policies defined in Part Two to attain one of the objectives set by this Constitution, and the Constitution has not provided the necessary powers, the Council, acting on a proposal from the Commission and after obtaining the assent of the European Parliament, shall take the appropriate measures. 16.2 Using the procedure for monitoring the subsidiarity principle referred to in Article 9, the Commission shall draw Member States' national parliaments' attention to proposals based on this Article. 16.3 Provisions adopted on the basis of this Article may not entail harmonisation of Member States' laws or regulations in cases where the Constitution excludes such harmonisation.
Explanation: 16 The term flexibility might give the impression that this provision of the Constitution confers a greater permission in terms of general competence than it actually does. It might also be confused with the provisions on closer cooperation which facilitate differentiated integration. This is, more precisely, a clause enabling the institutions to act more effectively within the constitutionally defined parameters of competence rather than for the Union to arrogate to itself a greater attribution of competence. 16.1 Decision making in the Council needs to be assessed here in the context of the broader settlement of the legislative procedures. It is not self-evident why, in the enlarged Union, unanimity should be maintained. Other options include, for example, an enhanced form of QMV. The Convention needs to return to this issue. |
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WORK Andrew is Vice-President of the European Parliament delegation to the Constitutional Convention on the Future of Europe. Find the offical Site of the European Constitutional here ention Here
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